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互聯網證券買賣協議(附加於現金/保證金客戶協議書)

發布時間:2023-03-07

互聯網證券買賣協議(附加於現金/保證金客戶協議書)(精選3篇)

互聯網證券買賣協議(附加於現金/保證金客戶協議書) 篇1

  本人/吾等乃貴公司證券戶口_________號(“戶口”)之戶口持有人,本人/吾等之證券客戶合約於_________簽訂。本人/吾等同意開立一個或多個證券買賣戶口,并同意以本人/吾等名義或代表本人/吾等就證券買賣及相關事宜,通過網上交易服務運作戶口,本人/吾等同意,戶口由貴公司透過貴公司的網上交易服務按照證券客戶合約及下列條款及條件(并受其規限)運作:

  1.定義及解釋

  1.1 在本協議中,以下詞語具有下列涵義:

  “進入密碼”指密碼及戶口號碼;

  “戶口”指本人在貴公司開立的互聯網買賣戶口,經由網上交易服務運作;

  “網上交易服務”指_________根據本協議提供的網上買賣服務,包括電子買賣服務,_________網址上的任何資料,以及其中的軟件;

  “電子買賣服務”指本人/吾等發出電子指令的設施,以及網上交易服務提供的資訊服務;

  “指令”指以電子方式買賣證券的買賣指令或其他處理指令;

  “互聯網買賣政策”指有關網上交易服務運作的政策(經不時修訂);

  “密碼”指本人/吾等與帳號一并使用的個人密碼,據之可進入該服務;

  “證券客戶合約”指_________公司之現金客戶協議書或保證金客戶協議書;

  “_________”指_________公司;

  “帳號”指客戶與密碼一并使用的個人密碼,據之可進入電子買賣服務,以及其他網上交易服務提供的服務;

  1.2 單數詞語包括眾數詞語,反之亦然。提到一種性別之處,包括所有性別。“人士”一詞,包括商號或獨資經營,合伙經營,集團及法人公司,反之亦然。

  2.網上交易服務

  2.1 本人/吾等了解,電子買賣服務為一半自動設施,讓本人/吾等發出電子指令,并接收信息服務。

  2.2 本人/吾等同意使用電子買賣服務,必須遵照本協議條款及證券客戶合約。本人/吾等使用日後經由網上交易服務提供的其他服務,亦必須遵照本協議條款及客戶協議書。

  2.3 本人/吾等為戶口項下電子買賣服務的唯一獲授權使用者。本人/吾等需對進入密碼的保密及使用承擔責任。本人/吾等承認及同意,本人/吾等需就使用進入密碼輸進電子買賣服務的所有指令負責,而貴公司,貴公司董事,高級職員或雇員概毋需對本人/吾等,或經由本人/吾等提出申索的任何其他人士(就任何有關處理,錯誤處理或遺失任何指示)的申索承擔責任。

  2.4 本人/吾等承認,網上交易服務的所有人權益屬貴公司。本人/吾等保證及承諾,本人/吾等不會(亦不會嘗試)平擾,修改,拆解,易轉,操縱或以其他方式修改(且亦不會嘗試未獲授權進入)網上交易服務的任何部份。本人吾等承認,若本人/吾等在任何時候違反是項保證及承諾,或實公司在任何時候合理懷疑本人/吾等違反是項保證及承諾,則貴公司可向本人/吾等采取法律行動。本人/吾等承諾,若本人/吾等知悉任何人士干犯本段上文所述任何行動,則本人/吾等須即時通知貴公司。

  2.5 本人/吾等進一步承認及同意,作為使用電子買賣服務發出指令的先決條件,若有下列情況,本人/吾等需即時通知貴公司:

  a.有關戶口的指令已經由電子買賣服務作出,而本人/吾等未收到命令編號;

  b.有關戶口的指令已經由電子買賣服務作出,而本人/吾等未收到對指令或其執行的準確認收(不論經硬本,電子或口頭);

  c.本人/吾等收到交易指示的認收(不論經硬本,電子或口頭),但該等交易指示并非本人/吾等作出,或其他類似的不一致情況;

  d.本人/吾等知悉戶口號碼或密碼的任何未經授權使用。

  2.6 本人/吾等了解,貴公司擬備網上買賣政策,列出網上交易服務運作政策及程序。該政策可經由網址取得,在任何時候均適用。該政策的條款,對本人/吾等對使用網上交易服務具約束力。若本協議條款與網上買賣政策不一致,以本協議條款為準。

  2.7 本人/吾等承認_________網址若提供報價服務,乃由貴公司不時指定的第三方提供者提供。本人/吾等承認及同意,對本人/吾等在任何方面因報價服務或因本人/吾等依賴該服務而發生或與之有關的任何損失,費用,支出,損害賠償或申索貴公司概毋須承擔責任。

  2.8 本人/吾等了解,就提供資訊而言,電子買賣服務只提供由第三方刊發的證券資料。因市場波動及資料傳送過程的延誤,該等資料可能并非有關證券或投資的實時市場報價。本人/吾等了解,雖然貴公司相信該等資料可靠,但沒有獨立基準可茲證實(否定)所提供資料的準確及完整性。本人/吾等了解,不應從所提供的任何證券或投資資料而推斷貴公司作出任何推薦或認可。

  2.9 本人/吾等了解,在電子買賣服務中提供的資料,以“現狀”及“可提供”基準提供,貴公司并不保證該等資料的時候,順序,準確性,足夠性或完整性。貴公司沒有就該等資料作出明示或默示保證(包括但不限於可商售性或就某一用途的適合性而作出的保證)。

  2.10 本人/吾等接受經由互聯網或其他電子方法或設施接受或取得服務以及經由互聯網或其他電子設備或設施溝通或進行交易所帶來的風險。

  3.戶口

  3.1 本人/吾等承認,本人/吾等只可經由互聯網進入戶口,本人/吾等承認,若本人/吾等在經由互聯網接觸貴公司時有任何困難,本人/吾等需嘗試使用其他方法與貴公司溝通,并把所遇困難知會貴公司。

  3.2 開戶口時,本人/吾等需在戶口申請表上寫明本人/吾等就使用該服務而存入首筆按金的款額。該款額可由本人/吾等親自以支票,銀行本票存入或以電傳存入貴公司的辦事處或銀行戶口。本人/吾等承認貴公司收到戶口申請表上所載有效款項後,方會把進入密碼通知本人/吾等。

  4.指令——經網上交易服務買賣

  4.1 如因故障,通訊設施傳送失敗,或通訊媒體不可靠或并非貴公司所能控制或預期的一或多項原因,以致在傳送,收取或執行指令上有所延誤貴公司毋須承擔責任。

  4.2 本人/吾等了解,向傳播市場資料的各方提供市場資料的每一參與證券交易所或組織,對其提供的全部資料申張財產權益。本人/吾等亦了解,任何方概不保證市場資料或任何其他市場信息的時效,序列,準確或完整性。任何損失或損害,若因下列原因或由其產生,貴公司或任何傳播方概毋須承擔任何責任:任何該等資料,資訊或信息不準確,錯誤,延誤或遺漏;或該等資料,資訊或信息傳送或交付時的任何不準確,錯誤,延誤或遺漏;或任何該等資料,資訊或信息因貴公司或任何傳播方的疏忽行為以致無法履行或提供;或任何不可抗力事件;或任何其他非貴公司所能控制或任何傳播方所能合理控制的其他原因。本人/吾等只會把股票報價用於自身用途,不會因任何原因向任何其他人士或實體提供該等資料。

  4.3 本人/吾等承認,因無法預料的通訊擠塞及其他原因,互聯網是存有內在不可靠性的通訊媒體,而該不可靠性非貴公司所能控制。本人/吾等承認,因該不可靠性,在傳送及接收指令及其他資料時可能有延誤,以致執行指令的延誤及/或執行指令的價格與發出指令時的價格不同。本人/吾等進一步承認及同意,任何通訊均有誤解或錯誤的風險,而該等風險需絕對由本人/吾等承擔。本人/吾等承認及同意,指令一經發出,通常不可取消。

  5.境外指令

  若本人/吾等在香港以外地方向貴公司發出指令,本人/吾等同意確保及聲明,該等指令嚴格遵守該等指令發出時所在相關司法轄區的任何適用法律。本人/吾等進一步同意,本人/吾等有疑問時會諮詢相關司法轄區的法律顧問。本人/吾等接受在香港以外地區發出的指令,可能需向相關當局支付稅費,本人/吾等同意支付該等適用稅費。本人/吾等同意,按要求彌償貴公司因本人/吾等在香港以外地區發出指令而發生的任何損害,損失,費用,法律程序,要求或申索。

  6.風險披露聲明

  電子交易風險在交易高峰,市場波動,系統升級及維護或其他時間,互聯網或其他電子設施的進入可能會受到限制甚至無法進入。通過互聯網或其他電子設施進行的交易可能會因不可預測的流量堵塞和其他貴公司無法控制的原因而受到干擾,傳輸中斷,以及傳輸延誤。由於技術上的制約,互聯網是一種不完全可靠的通訊媒介。由於這種不可靠性原因,交易指令及其他資訊的傳輸和接收可能會有延誤,而這會導致交易指令在執行上的延誤,或者交易執行的價格已不同于指令發出時的市場價格。而且,通信和個人資料可能會被未經授權的第三方取得,且在通信上會存在誤解或錯誤的風險,而這些風險將完全由本人/吾等承擔。本人/吾等確認并同意,交易指令一旦發出通常將不可能取消。

  簽署確認

  本人/吾等,為下述簽署人,茲承認本人/吾等已閱讀,知悉,及明白本協議之內容并接受其條款及條件。

  客戶(簽字):_________        客戶主任(簽字):_________

  _________年____月____日        _________年____月____日

  見證人(簽字):_________

  _________年____月____日

  附件

  i/we am/are the client holding the securities account(s) with you numbered _________ (the "account") and refer to my/our cash/margin client’s agreements in respect of the account dated _________. i/we agree that the account may be to open one or more securities trading account(s) (the "account") to be operated through internet trade service,in my/our name or on my/our behalf for the purpose of and in connection with the sale and purchase of securities,and i/we agree that the account shall be operated in accordance with and subject to the following terms and conditions in addition to the securities client’s agreement:

  i/we am/are the client holding the securities account(s) with you numbered _________ (the "account") and refer to my/our cash/margin client’s agreements in respect of the account dated _________. i/we agree that the account may be to open one or more securities trading account(s) (the "account") to be operated through internet trade service,in my/our name or on my/our behalf for the purpose of and in connection with the sale and purchase of securities,and i/we agree that the account shall be operated in accordance with and subject to the following terms and conditions in addition to the securities client’s agreement:-

  1. definition and construction

  1. definition and construction

  1.1 in this agreement,the following terms shall bear the following meanings:

  1.1 in this agreement,the following terms shall bear the following meanings:

  " access codes" means together the password and the user name;

  (1)" access codes" means together the password and the user name;

  (2)" account" means my internet securities trading account with you operated through the internet trade service;

  " account" means my internet securities trading account with you operated through the internet trade service;

  "internet trade service" means the on-line securities trading service provided by _________ under this agreement comprising the electronic trading ervice,any information contained in _________ web site and the software comprised in them;

  (3)"internet trade service" means the on-line securities trading service provided by _________ under this agreement comprising the electronic trading ervice,any information contained in _________ web site and the software comprised in them;

  (4)"electronic trading service" means the facility which enables me/us to give electronic instructions and to access the information services provided by the internet trade;

  "electronic trading service" means the facility which enables me/us to give electronic instructions and to access the information services provided by the internet trade;

  "instruction" means any instruction for the buying or selling of or otherwise dealing in any securities;

  (5)"instruction" means any instruction for the buying or selling of or otherwise dealing in any securities;

  (6)"internet trading policy" means the policy relating to the operation of the internet trade service as amended from time to time;

  "internet trading policy" means the policy relating to the operation of the internet trade service as amended from time to time;

  "password" means my/our personal password used in conjunction with the user name to gain access to the service;

  (7)"password" means my/our personal password used in conjunction with the user name to gain access to the service;

  (8)"client’s agreement" means _________ cash client’s agreement or margin client’s agreement;

  "client’s agreement" means _________ cash client’s agreement or margin client’s agreement;

  "_________" means _________ securities limited;

  (9)"_________" means _________ securities limited;

  (10)"user name" means the client’s personal identification used in conjunction with the password to gain access to the electronic trading service and other services offered by phoenix capital.

  "user name" means the client’s personal identification used in conjunction with the password to gain access to the electronic trading service and other services offered by phoenix capital.

  1.2 words denoting the singular shall include the plural and vice versa, reference to one gender shall include all genders and words denoting person shall include a firm or sole proprietorship,partnership,syndicate and corporation and vice versa.

  1.2 words denoting the singular shall include the plural and vice versa, reference to one gender shall include all genders and words denoting person shallinclude a firm or sole proprietorship,partnership,syndicate and corporation and vice versa.

  2. internet trade service

  2. internet trade service

  2.1 i/we understand that the electronic trading service is semi-automated facility which enables me/us to send electronic instructions and receive information services.

  2.1 i/we understand that the electronic trading service is semi-automated facility which enables me/us to send electronic instructions and receive information services.

  2.2 i/we agree to use the electronic trading service and any additional services offered through the internet trade service only in accordance with the terms of this agreement in addition to the client’s agreement.

  2.2 i/we agree to use the electronic trading service and any additional services offered through the internet trade service only in accordance with the terms of this agreement in addition to the client’s agreement.

  2.3 i/we shall be the only authorized user of the electronic trading service under the account.i/we understand and acknowledge that the internet trade service relies on the access codes to authenticate me/us as the authorized user for the account.i/we shall be responsible for the confidentiality and use of the access codes. i/we acknowledge and agree that i/we shall be solely responsible for all instructions entered through the electronic trading service using the access code and neither you nor your directors,officers or employees shall have any liability to me/us,or to any other person whose claim may arise through me/us,for any claims with respect to the handling, mishandling or loss of any instruction.

  2.3 i/we shall be the only authorized user of the electronic trading service under the account.i/we understand and acknowledge that the internet trade service relies on the access codes to authenticate me/us as the authorized user for the account.i/we shall be responsible for the confidentiality and use of the access codes. i/we acknowledge and agree that i/we shall be solely responsible for all instructions entered through the electronic trading service using the access code and neither you nor your directors,officers or employees shall have any liability to me/us,or to any other person whose claim may arise through me/us,for any claims with respect to the handling, mishandling or loss of any instruction.

  2.4 i/we acknowledge that the internet trade service is proprietary to you. i/we warrant and undertake that i/we shall not, and shall not attempt to, tamper with, modify, decompile, reverse engineer or otherwise alter in any way, and shall not attempt to gain unauthorized access to, any part of the internet trade service. i/we acknowledge that you may take legal action against me/us, if i/we at any time breach this warranty and undertaking or if you at any time reasonably suspect that i/we have breached the same. i/we undertake to notify you immediately if i/we become aware that any of the actions described above in this paragraph is being perpetrated by any other person.

  2.4 i/we acknowledge that the internet trade service is proprietary to you. i/we warrant and undertake that i/we shall not, and shall not attempt to, tamper with, modify, decompile, reverse engineer or otherwise alter in any way, and shall not attempt to gain unauthorized access to, any part of the internet trade service. i/we acknowledge that you may take legal action against me/us, if i/we at any time breach this warranty and undertaking or if you at any time reasonably suspect that i/we have breached the same. i/we undertake to notify you immediately if i/we become aware that any of the actions described above in this paragraph is being perpetrated by any other person.

  2.5 i/we further acknowledge and agree that, as a condition of using the electronic trading service to give instructions, i/we shall immediately notify you if:

  2.5 i/we further acknowledge and agree that, as a condition of using the electronic trading service to give instructions, i/we shall immediately notify you if:

  (1)an instruction in respect of the account has been placed through the electronic trading service and i/we have not received an order number;

  a. an instruction in respect of the account has been placed through the electronic trading service and i/we have not received an order number;

  b. an instruction in respect of the account has been placed through the electronic trading service and i/we have not received an accurate acknowledgement of the instruction or of its execution (whether by hard copy, electronic or verbal means);

  (2)an instruction in respect of the account has been placed through the electronic trading service and i/we have not received an accurate acknowledgement of the instruction or of its execution (whether by hard copy, electronic or verbal means);

  (3)i/we have received acknowledgement (whether by hard copy, electronic or verbal means) of a transaction which i/we did not instruct or any similar conflict; or

  c. i/we have received acknowledgement (whether by hard copy, electronic or verbal means) of a transaction which i/we did not instruct or any similar conflict; or

  d.i/we become aware of any unauthorized use of the user name or password.

  2.6 i/we understand that you shall prepare the internet trading policy setting out the operation policy and procedures of the internet trade service applicable at any time which shall be available at the internet trade web site the terms of which shall be binding on me/us in respect of my/our use of the internet trade service. in the event of inconsistencies between the terms of this agreement and the internet trading policy, the terms of this agreement shall prevail.

  (4)i/we become aware of any unauthorized use of the user name or password.

  2.6 i/we understand that you shall prepare the internet trading policy setting out the operation policy and procedures of the internet trade service applicable at any time which shall be available at the internet trade web site the terms of which shall be binding on me/us in respect of my/our use of the internet trade service. in the event of inconsistencies between the terms of this agreement and the internet trading policy, the terms of this agreement shall prevail.

  2.7 i/we acknowledge that the price quotation service, if any, for securities, available at the internet trade web site is provided by a third party provider appointed by you from time to time. i/we acknowledge and agree that you shall not be responsible to me/us for any losses,costs, expenses, damages or claims which i/we may suffer as a result of or in connection with any aspect of the quote service including my/our reliance on such service.

  2.7 i/we acknowledge that the price quotation service, if any, for securities, available at the internet trade web site is provided by a third party provider appointed by you from time to time. i/we acknowledge and agree that you shall not be responsible to me/us for any losses,costs, expenses, damages or claims which i/we may suffer as a result of or in connection with any aspect of the quote service including my/our reliance on such service.

  2.8 i/we understand that the electronic trading services may provide, for informational purpose only, data about securities published by third parties. owing to market volatility and possible delay in the data-transmission process, the data may not be real-time market quotes for the relevant securities or investment. i/we understand that whilst you believe such data to be reliable, there is no independent basis for you to verify or contradict the accuracy or completeness of the information provided by third parties. i/we understand that no recommendation or endorsement from you shall be inferred from the data provided with respect to any securities or investment.

  2.8 i/we understand that the electronic trading services may provide, for informational purpose only, data about securities published by third parties. owing to market volatility and possible delay in the data-transmission process, the data may not be real-time market quotes for the relevant securities or investment. i/we understand that whilst you believe such data to be reliable, there is no independent basis for you to verify or contradict the accuracy or completeness of the information provided by third parties. i/we understand that no recommendation or endorsement from you shall be inferred from the data provided with respect to any securities or investment.

  2.9 i/we understand that information provided in the electronic trading services is provided on an ’’as is", ’’as available" basis and you do not guarantee the timeliness, sequence, accuracy,adequacy or completeness of such information. you give no express or implied warranties (including but not limited to warranties of merchantability or fitness for a particular use) with respect to such information.

  2.9 i/we understand that information provided in the electronic trading services is provided on an ’’as is", ’’as available" basis and you do not guarantee the timeliness, sequence, accuracy,adequacy or completeness of such information. you give no express or implied warranties (including but not limited to warranties of merchantability or fitness for a particular use) with respect to such information.

  2.10 i/we accept the risks of receiving or gaining access to services through and communicating and conducting transactions over the internet or other electronic means or facilities for the purpose of the internet trade service.

  3. the account

  2.10 i/we accept the risks of receiving or gaining access to services through and communicating and conducting transactions over the internet or other electronic means or facilities for the purpose of the internet trade service.

  3. the account

  3.1 i/we acknowledge that i/we may only access the account through the internet and i/we agree that should i/we experience any problems in reaching you through the internet, i/we shall attempt to use alternative methods to communicate with you and inform you of the difficulty i/we am/are experiencing.

  3.1 i/we acknowledge that i/we may only access the account through the internet and i/we agree that should i/we experience any problems in reaching you through the internet, i/we shall attempt to use alternative methods to communicate with you and inform you of the difficulty i/we am/are experiencing.

  3.2 when opening the account, i/we shall state in the account application the amount of my/our initial deposit of funds in the account for the use with the internet trade service. such amount shall be paid to your offices or bank account either by cheque, bankers draft or telegraphic transfer. i/we acknowledge that the access codes shall not be notified to me/us until cleared funds in the amount stated on the account application have been received by you.

  4. instructions- dealings through the internet trade service

  3.2 when opening the account, i/we shall state in the account application the amount of my/our initial deposit of funds in the account for the use with the internet trade service. such amount shall be paid to your offices or bank account either by cheque, bankers draft or telegraphic transfer. i/we acknowledge that the access codes shall not be notified to me/us until cleared funds in the amount stated on the account application have been received by you.

  4. instructions- dealings through the internet trade service

  4.1 you shall not be responsible for delays in the transmission, receipt or execution of instructions due to either transmission of communication facilities, or unreliable medium of communication or to any other cause or causes beyond your control or anticipation.

  4.1 you shall not be responsible for delays in the transmission, receipt or execution of instructions due to either transmission of communication facilities, or unreliable medium of communication or to any other cause or causes beyond your control or anticipation.

  4.2 i/we understand that each participating securities exchange or association asserts a proprietary interest in all of the market data it furnishes to the parties who disseminate such data. i/we also understand that no party guarantees the timeliness, sequence, accuracy or completeness of market data or any other market information. neither you nor any disseminating party shall be liable in any way for any loss or damage arising from or caused by any inaccuracy, error or delay in or omission from any such data, information or message, or the transmission or delivery of the same, non-performance or interruption of any such data, message or information due to any negligent act of you or any disseminating party, or to any force majeure event, or any other cause beyond your control or the reasonable control of any disseminating party. i/we shall use stock quotation for my/our individual use only and shall not furnish such data to any other person or entity for any reason.

  4.2 i/we understand that each participating securities exchange or association asserts a proprietary interest in all of the market data it furnishes to the parties who disseminate such data. i/we also understand that no party guarantees the timeliness, sequence, accuracy or completeness of market data or any other market information. neither you nor any disseminating party shall be liable in any way for any loss or damage arising from or caused by any inaccuracy, error or delay in or omission from any such data, information or message, or the transmission or delivery of the same, non-performance or interruption of any such data, message or information due to any negligent act of you or any disseminating party, or to any force majeure event, or any other cause beyond your control or the reasonable control of any disseminating party. i/we shall use stock quotation for my/our individual use only and shall not furnish such data to any other person or entity for any reason.

  4.3 i/we acknowledge that the internet is, due to unpredictable traffic congestion and other reasons, an inherently unreliable medium of communication and that such unreliability is beyond your control. i/we acknowledge that, as a result of such unreliability, there may be delays in the transmission and receipt of instructions and other information and that this may result in delays in the execution of instructions and/or the execution of instructions at prices different from those prevailing at the time the instructions were given. i/we further acknowledge and agree that there are risks of misunderstanding or errors in any communication and that such risks shall be absolutely borne by me/us. i/we acknowledge and agree that instruction may not be cancelled after it has been given.

  5. instructions outside hong kong

  4.3 i/we acknowledge that the internet is, due to unpredictable traffic congestion and other reasons, an inherently unreliable medium of communication and that such unreliability is beyond your control. i/we acknowledge that, as a result of such unreliability, there may be delays in the transmission and receipt of instructions and other information and that this may result in delays in the execution of instructions and/or the execution of instructions at prices different from those prevailing at the time the instructions were given. i/we further acknowledge and agree that there are risks of misunderstanding or errors in any communication and that such risks shall be absolutely borne by me/us. i/we acknowledge and agree that instruction may not be cancelled after it has been given.

  5. instructions outside hong kong

  if i/we give any instruction to you outside hong kong, i/we agree to ensure and represent that such instruction will have been given in compliance with any applicable law of the relevant jurisdiction from which my instruction is given, and i/we further agree that i/we shall, when in doubt, consult legal advisers and other professionals of the relevant jurisdiction. i/we accept that there may be taxes or charges payable to relevant authorities in respect to any instruction given outside hong kong , and i/we agree to pay such taxes or charges as possible.

  6. risk disclosure statement

  if i/we give any instruction to you outside hong kong, i/we agree to ensure and represent that such instruction will have been given in compliance with any applicable law of the relevant jurisdiction from which my instruction is given, and i/we further agree that i/we shall, when in doubt, consult legal advisers and other professionals of the relevant jurisdiction. i/we accept that there may be taxes or charges payable to relevant authorities in respect to any instruction given outside hong kong , and i/we agree to pay such taxes or charges as possible.

  6. risk disclosure statement

  risk of electronic trading. access to the internet or other electronic devices may be limited or unavailable during periods of peak demand, market volatility, systems upgrades or maintenance or for other reasons. transactions conducted through the internet or other electronic devices may be subject to interruption, transmission blackout, and delayed transmission due to unpredictable traffic congestion and other reasons beyond your control. internet is, due to technical limitation, an inherently unreliable medium if communication. as a result of such unreliability, there may be delays in the transmission and receipt of instructions and other information and that this may result in delays in the execution of instructions and/or the execution of instructions at prices different from those prevailing prices at the time the instructions are given. moreover, communications and personal data may be accessed by authorized third parties; and there are risks of misunderstanding or errors in any communication and that such risks shall be absolutely borne by me/us. i/we acknowledge and agree that it shall not usually be possible to cancel an instruction after it has been given.

  acknowledgement

  risk of electronic trading. access to the internet or other electronic devices may be limited or unavailable during periods of peak demand, market volatility, systems upgrades or maintenance or for other reasons. transactions conducted through the internet or other electronic devices may be subject to interruption, transmission blackout, and delayed transmission due to unpredictable traffic congestion and other reasons beyond your control. internet is, due to technical limitation, an inherently unreliable medium if communication. as a result of such unreliability, there may be delays in the transmission and receipt of instructions and other information and that this may result in delays in the execution of instructions and/or the execution of instructions at prices different from those prevailing prices at the time the instructions are given. moreover, communications and personal data may be accessed by authorized third parties; and there are risks of misunderstanding or errors in any communication and that such risks shall be absolutely borne by me/us. i/we acknowledge and agree that it shall not usually be possible to cancel an instruction after it has been given.

  acknowledgement

  i/we,the undersigned, hereby acknowledge that i/we have read, is/are aware of and understand the contents of the client’s agreement and accept its terms and conditions thereof.

  date:_________.

  i/we,the undersigned, hereby acknowledge that i/we have read, is/are aware of and understand the contents of the client’s agreement and accept its terms and conditions thereof.

  client(signature):_________      account executive(signature):_________

  print name of client:_________

  date:_________             date:_________

  signed by account executive:_________

  witness(signature):_________

  print name of witness:_________

  date:_________

互聯網證券買賣協議(附加於現金/保證金客戶協議書) 篇2

  甲方:

  乙方:

  為保證甲方招投標活動的順利進行,甲乙雙方就交納投標保證金事項,達成一致意見,并簽訂如下條款,以供雙方遵守:

  一、乙方自愿報名參加甲方組織的位于重慶市酉陽縣街甲方擬招標酒店的招投標活動,乙方向甲方交納投標保證金人民幣現金萬元(大寫:萬元)。

  二、乙方如在競標中中標,甲方應向其簽發中標確認書,甲方在七日內全額退還投標保證金,并按中國人民銀行同期貸款利率支付資金利息。

  三、乙方如在競標中未中標,甲方在七日內全額退還乙方繳納的投標保證金,并支付利息,利息的計算方法如下:

  1、如甲方在七日內全額退還保證金,應以乙方繳納的保證金總額為基數,按中國人民銀行同期貸款利率支付利息給乙方。

  2、如甲方未在七日內全額退還乙方繳納的投標保證金,甲方應以乙方繳納的保證金總額為基數,并按中國人民銀行同期貸款利率的四倍支付利息給乙方,利隨本清。

  四、乙方如在競標中中標后,甲方無正當理由取消乙方的中標資格,甲方應全額退還乙方交納的投標保證金本金,并且甲方還得向乙方支付乙方交納的投標保證金總額的50%,作為違約賠償金。

  五、如果甲方組織的招投標活動,在乙方交納保證金后六個月仍未結束,甲方應在六個月期滿的次日,將乙方繳納的保證金全額退還給乙方,并按中國人民銀行同期貸款利率支付利息給乙方。

  如果甲方六個月期滿后,沒有全額退還乙方保證金,甲方應以乙方繳納的保證金總額為基數,并按中國人民銀行同期貸款利率的四倍支付利息給乙方,利隨本清。

  六、本協議書一式二份,甲乙雙方各執一份,甲乙雙方簽字(蓋章)后生效。

  甲方單位公章:

  甲方參加人員:

  乙方:

  年月日

互聯網證券買賣協議(附加於現金/保證金客戶協議書) 篇3

  合同編號:_______________

  出租人(甲方):_________________

  承租人(乙方):_________________

  保管人(第三方):

  根據《中華人民共和國合同法》、《中華人民共和國擔保法》等有關法律、法規的規定,三方就編號為__________的《北京市市場場地租賃合同

  第一條 保證金的管理

  保證金由甲、乙雙方共同委托的第三方(北京市市場協會)管理,并計取銀行同期活期存款利息。

  第二條 乙方保證金

  自本合同簽訂之日起______日內,乙方(是/否)應支付《租賃合同》約定租金總額______%計_____元的保證金,作為履行合同和提供商品服務質量的擔保。

  第三條 乙方保證金按下列第種方式支付:

  1.由甲方轉交第三方的,甲方應向乙方開具收據并出具第三方的收款憑據。

  2.乙方直接支付第三方的,乙方應向甲方出具第三方的收款憑據。

  第四條 乙方保證金應用于以下第種情況:

  1.《租賃合同》終止后因乙方的商品、服務存在缺陷導致顧客投訴、索賠經確認屬于乙方責任的,甲方應從乙方的保證金及利息中扣除相應的費用補償顧客或承擔先行賠償責任,保證金及利息不足以彌補甲方為此支出的費用的,甲方有權向乙方追償。

  2.《租賃合同》履行期間因乙方的商品、服務存在缺陷導致顧客投訴、索賠經確認屬于乙方責任的,甲方有權從乙方的保證金及利息中扣除相應的費用補償顧客或承擔先行賠償責任,保證金及利息不足以彌補甲方為此支出的費用的,甲方有權向乙方追償。

  3.乙方因自身原因未經甲方同意擅自解除合同的,乙方的保證金及利息不予返還。

  4.《租賃合同》終止后乙方拖欠稅費或行政管理機關罰沒款的,甲方有權使用乙方保證金及利息進行支付。

  第五條 在租賃期限內甲方按照本合同第四條第二款的約定使用乙方保證金及利息的,必須提前日書面通知乙方。在《租賃合同》終止后甲方按照約定使用乙方保證金及利息的,應保存好相關憑證。

  第六條 乙方保證金的補足

  在租賃期限內使用乙方保證金的,乙方應在使 用后______日內將保證金補足,補足方式同本合同第三條的約定。

  第七條 乙方保證金的返還

  《租賃合同》終止后______日內,如甲方確認乙方無本合同第四條約定之情況的,保證金及利息應全額返還乙方。

  第八條 乙方逾期日未支付保證金或補足保證金的,甲方有權解除《租賃合同》。

  第九條 甲方保證金支付方式

  甲方在市場內收取租戶保證金的,應采取市場整體一次性支付的方式支付對應保證金,數額為市場當年租金總額的________%(2-5%),以作為履行合同的擔保。

  甲方保證金應于每年_____月_____日前向第三方支付,甲方保證金使用后,應于_____日內補足。新設立的市場應于開業后三個月內向第三方支付保證金。

  第十條 甲方保證金應用于以下情況:

  甲方因自身原因擅自解除合同的,應支付給乙方與乙方交納的保證金及利息等額的保證金。

  第十一條 第三方的權利義務

  1.妥善保管甲、乙雙方支付的保證金,保證金應存入指定銀行的指定帳戶、不得轉存、隱匿。

  2.確認保證金按照本合同約定的事由支取,不得挪作他用。

  3.收取保證金應開具合法、規范的收款憑據。

  第十二條 爭議解決方式

  本合同項下發生的爭議,三方協商解決或申請有關部門調解解決,協商或調解解決不成的,按下列第______種方式解決(只能選擇一種):

  1.提交北京仲裁委員會仲裁;

  2.依法向__________________人民法院起訴。

  第十三條 其他約定事項________________________

  第十四條 本合同一式份,甲方份,乙方份,第三方份,_______________________

  第十五條 本合同自三方簽字蓋章之日起生效。

  甲方:(章)_____________

  乙方:(章)_____________

  住所:___________________

  住所:___________________

  營業執照號碼:___________

  營業執照號碼:___________

  市場登記證號碼:_________

  身份證號碼:______ ______

  法定代表人:_____________

  法定代表人:_____________

  委托代理人:_____________

  委托代理人:_____________

  電話:___________________

  電話:___________________

  第三方(章):___________

  住所:___________________

  法定代表人:_____________

  委托代理人:_____________

  電話:___________________

  指定銀行:_______________

  指定帳號:_______________

  簽訂時間:_______________

  簽訂地點:_______________

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